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8540 Colonnade Center Drive, Raleigh, NC 27615 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-07-02 |
Branch Locations
100 E Tryon Rd. , Raleigh, NC 27603 • United States
8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-02-14 |
Branch Locations
1212 Main St, Columbia, SC 29201 • United States
100 East Tryon Road Mail Code: Dac19, Raleigh, NC 27603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Services | Charlotte | NC | 11/2008 | 12/2021 |
| First Citizens Investor Services | Raleigh | NC | 01/2022 | Present |
| First Citizens Asset Management | Raleigh | NC | 07/2026 | Present |
| Fcam | Raleigh | NC | 07/2026 | Present |
FCAM-First Citizens Asset Management POSITION: Employee NATURE: FCAM is an affiliated IA Firm. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/02/2026 ADDRESS: 8540 Colonnade Center Dr, Raleigh NC 27615, United States DESCRIPTION: FCAM is an affiliated IA Firm.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-20 |
| S65 | Uniform Investment Adviser Law Examination | 2001-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-28 |
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