Donna Sui Wai Sah

CRD 3033969

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-09-24
HI	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2018-09-24
HI RA
APPROVED

Since 2009-06-01

Branch Locations

733 Bishop Street Suite 2800, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Honolulu	HI	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Honolulu, HI

Previous Registrations

2008-09-25 → 2009-06-01

Morgan Stanley & Co. Llc

Honolulu, HI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-09-24

S66 Uniform Combined State Law Examination

2008-09-24

Other Names

Donna S W Lum
Donna Sui Wai Lum

View on SEC IAPD

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