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Donna Sui Wai Sah

Morgan Stanley

Honolulu, HI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-09-24
HI RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2018-09-24
  • HI RA
    APPROVED
    Since 2009-06-01

Branch Locations

733 Bishop Street Suite 2800, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Honolulu HI 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Honolulu, HI
Previous Registrations
  • 2008-09-25 → 2009-06-01
    Morgan Stanley & Co. Llc
    Honolulu, HI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-24
  • S66 Uniform Combined State Law Examination
    2008-09-24
Other Names
  • Donna S W Lum
  • Donna Sui Wai Lum

View on SEC IAPD

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Other Offices

REGENCY CAPITAL MANAGEMENT INC. · HONOLULU, HI
WEALTH ALIGNMENT PARTNERS, LLC · HONOLULU, HI
WELLS FARGO CLEARING SERVICES, LLC · HONOLULU, HI
DIVERSIFY ADVISORY SERVICES, LLC · Honolulu, HI
DIVERSIFY ADVISORY SERVICES, LLC · HONOLULU, HI
CETERA INVESTMENT ADVISERS LLC · HONOLULU, HI
MML INVESTORS SERVICES, LLC · HONOLULU, HI
COMMONWEALTH FINANCIAL NETWORK · Honolulu, HI

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