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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2011-01-03
  • UT RA
    APPROVED
    Since 2011-01-03

Branch Locations

299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States

299 S Main St 1St Fl Bank, Salt Lake City, UT 84111 • United States

639 N State St, Lindon, UT 84042 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Salt Lake City UT 01/2011 11/2016
Wells Fargo Clearing Services, Llc Salt Lake City UT 11/2016 Present
Previous Registrations
  • 2009-12-07 → 2011-01-03
    Wells Fargo Investments, Llc
    Salt Lake City, UT
    Salt Lake City, UT
  • 2005-08-24 → 2009-12-10
    Saint George, UT
    Saint George, UT
    Hurricane, UT
    Riverdale, UT
    Orem, UT
    Ogden, UT
    Cedar City, UT
    Heber City, UT
    Salt Lake City, UT
    Pleasant Grove, UT
    Payson, UT
    Murray, UT
    Ogden, UT
    Draper, UT
    Provo, UT
    South Jordan, UT
    Sunset, UT
    Syracuse, UT
    Woods Cross, UT
    Brigham City, UT
    Riverton, UT
    Centerville, UT
    Magna, UT
    Salt Lake City, UT
    Park City, UT
    Herriman, UT
    Midvale, UT
    American Fork, UT
    Orem, UT
    Salt Lake City, UT
    Sandy, UT
    West Jordan, UT
    West Valley, UT
    West Valley, UT
    Sandy, UT
    Saratoga Springs, UT
    West Jordan, UT
    Sandy, UT
    Provo, UT
    Salt Lake City, UT
    Midvale, UT
    North Salt Lake, UT
    Ogden, UT
    Bountiful, UT
    Salt Lake, UT
    Salt Lake City, UT
    Lehi, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
Other Businesses

BELLY LLC, INVESTMENT RELATED, PAYSON, UT, 25% OWNER, START: 5/2011, 5 HOURS PER MONTH/0 DURING TRADING, DUTIES: ATTEND MEETINGS. CAT REALTY LLC; INVESTMENT RELATED; LEHI, UT; RENTAL PROPERTIES; 100% OWNERSHIP WITH SPOUSE; START: 12/1/10; 5 HRS/MO; 0 DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-06
S63 Uniform Securities Agent State Law Examination 1998-05-11
  • S66 Uniform Combined State Law Examination
    2002-05-06
  • S63 Uniform Securities Agent State Law Examination
    1998-05-11
Other Names
  • Christopher Miles

View on SEC IAPD

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