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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-08 |
| CO | RA | APPROVED | 2013-03-11 |
Branch Locations
1801 California Street Suite 3900, Denver, CO 80202-5822 • United States
Como, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Denver | CO | 03/2008 | Present |
| City National Bank | Denver | CO | 09/2022 | Present |
NAME OF ENTITY: Tarryall Fishing Club ADDRESS: Stagestop Subdivision Jefferson CO INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Fishing Club CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 05/06/23 DUTIES: Secretary, Tarryall Fishing Club. Attend meetings, prepare annual fishing newsletter, take notes during monthly meeting, help monitor useage and ensure fishing passes are completed. HOURS DEVOTED PER MONTH: 0.25 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-31 |
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