Nicholas Lampone

Employer firm

Pine Valley Investments CRD 173995

$2.67B regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2002 → 07/2017
  Janney Montgomery Scott Llc
  Philadelphia, PA
• 11/2017 → 03/2018
  Boenning & Scattergood, Inc
  Conshohocken, PA
• 07/2017 → 11/2017
  Unemployed
  Bensalem, PA
• 03/2018 → 06/2021
  Dalzell Trading
  Trevose, PA
• 09/2002 → 08/2017
  Pine Valley Investments
  Marlton, NJ
• 11/2017 → 03/2018
  Boenning & Scattergood
  West Conshohocken, PA
• 05/2021 → Present
  Pine Valley Investments
  Marlton, NJ
• 05/2021 → Present
  Pine Valley Investments
  Marlton, NJ

Previous Registrations

• 2019-11-18 → 2021-06-03
  Dalzell Trading, Llc
  Robbinville, NJ
  Bensalem, PA
  Natick, MA
  State College, PA

Other Businesses

Sabio Industrial, LLC, 417 Brister Rd., Bensalem, PA 19020, President, general contracting, 09/15/2017, 1hr/mo., none during trading hrs., not investment related, receive compensation, Founder and President. A general contracting LLC

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-08-12
• S63 Uniform Securities Agent State Law Examination
  1998-04-28

Other Names

• Nick Lampone
• Nicholas William Lampone