Best Investors Account Sign in

Devon Michelle Ferdon

Wells Fargo Clearing Services, LLC

The Villages, FL

CRD 3031403

Claim This Profile
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-01-07
FL RA APPROVED 2015-11-23
  • TX RA
    APPROVED
    Since 2016-01-07
  • FL RA
    APPROVED
    Since 2015-11-23

Branch Locations

1894 Laurel Manor Dr, The Villages, FL 32162 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc The Villages FL 01/2015 11/2016
Wells Fargo Clearing Services, Llc The Villages FL 11/2016 Present
Other Businesses

NOTARY PUBLIC, NOT INVESTMENT RELATED,THE VILLAGES, FL, START: 1/26/15, 0 HOURS/MONTH, NOTARIZE DOCUMENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-05
S63 Uniform Securities Agent State Law Examination 2012-01-26
  • S66 Uniform Combined State Law Examination
    2015-11-05
  • S63 Uniform Securities Agent State Law Examination
    2012-01-26

View on SEC IAPD

Nearby Firms

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ZENITH ADVISORY GROUP, LLC
STRATEGIC ADVISERS LLC

Nearby Investors

TODD BLANKENSHIP
KEVIN GANUS
MICHAEL HARRISON

Nearby Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · THE VILLAGES, FL
ZENITH ADVISORY GROUP, LLC · THE VILLAGES, FL
STRATEGIC ADVISERS LLC · THE VILLAGES, FL

More in The Villages, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor