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Karey Anne Casto

Allworth Financial, L.P.

Lawrence, KS

Folsom, CA

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Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2023-04-26
  • KS RA
    APPROVED
    Since 2023-04-26

Branch Locations

3705 Clinton Pkwy Suite 200, Lawrence, KS 66047 • United States

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 01/2013 04/2023
Mcdaniel Knutson Financial Partners Lawrence KS 08/1998 04/2023
Afa Inc Lawrence KS 04/2021 04/2023
Aw Securities Folsom CA 04/2023 Present
  • 01/2013 → 04/2023
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 08/1998 → 04/2023
    Mcdaniel Knutson Financial Partners
    Lawrence, KS
  • 04/2021 → 04/2023
    Afa Inc
    Lawrence, KS
  • 04/2023 → Present
    Aw Securities
    Folsom, CA
Previous Registrations
  • 2007-10-25 → 2023-10-06
    Affinity Financial Advisors
    Lawrence, KS
  • 2009-05-28 → 2023-04-20
    Cetera Wealth Services, Llc
    Lawrence, KS
    El Segundo, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-11
S63 Uniform Securities Agent State Law Examination 2004-01-08
  • S65 Uniform Investment Adviser Law Examination
    2006-05-11
  • S63 Uniform Securities Agent State Law Examination
    2004-01-08
Other Names
  • Karey A. Moore
  • Karey Anne Chester

View on SEC IAPD

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Other Investors

JERALD LLOYD SAMP
JENNIFER KAY STAMMEYER
Kristen Elizabeth Samp
RODNEY BRYAN MILLER
DALE STEVEN BOURNE
RYAN KENNETH LOHMEYER
MATTHEW FREDRICK NEIS
THOMAS WILLIAM LOHMEYER

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · LAWRENCE, KS
LPL FINANCIAL LLC · LAWRENCE, KS
LPL FINANCIAL LLC · Lawrence, KS
MATTERN WEALTH MANAGEMENT LLC · LAWRENCE, KS
STATE FARM INVESTMENT MANAGEMENT CORP. · Lawrence, KS
CREATIVEONE SECURITIES, LLC · LAWRENCE, KS
RETIREMENT PORTFOLIOS, LLC · LAWRENCE, KS
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LAWRENCE, KS

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