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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-29
  • NY RA
    APPROVED
    Since 2021-06-29

Branch Locations

42 Catherine Street, Poughkeepsie, NY 12601 • United States

1207 Delaware Avenue, Buffalo, NY 14209 • United States

6564 Ridings Road, Syracuse, NY 13206 • United States

Vestal, NY • United States

26 Century Hill Lane Suite 204, Latham, NY 12110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 04/2005 Present
Tucker-Haskins And Associates Syracuse NY 04/2005 Present
Other Businesses

1 Fixed insurance sales at branch location, investment related. 2. Tucker-Haskins, Inc. - president and co-owner of entity created for securities and insurance business, investment related. 3. Joint owner of real estate holding company that also receives rental income from sub-leasing branch office space, 6564 Ridings Tucker-Haskins LLC; not investment related; conducted at branch location. 4. Co-owner, Utahaven2025, LLC; an entity created for the purpose of holding rental property at 1154 Maxfield Dr Ogden, UT 84404, as of 5/01/2025; 0% of time spent during business hours; Not Conducted at branch; Investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-04-29
  • S63 Uniform Securities Agent State Law Examination
    1998-04-29

View on SEC IAPD

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