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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-29 |
Branch Locations
42 Catherine Street, Poughkeepsie, NY 12601 • United States
1207 Delaware Avenue, Buffalo, NY 14209 • United States
6564 Ridings Road, Syracuse, NY 13206 • United States
Vestal, NY • United States
26 Century Hill Lane Suite 204, Latham, NY 12110 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 04/2005 | Present |
| Tucker-Haskins And Associates | Syracuse | NY | 04/2005 | Present |
1 Fixed insurance sales at branch location, investment related. 2. Tucker-Haskins, Inc. - president and co-owner of entity created for securities and insurance business, investment related. 3. Joint owner of real estate holding company that also receives rental income from sub-leasing branch office space, 6564 Ridings Tucker-Haskins LLC; not investment related; conducted at branch location. 4. Co-owner, Utahaven2025, LLC; an entity created for the purpose of holding rental property at 1154 Maxfield Dr Ogden, UT 84404, as of 5/01/2025; 0% of time spent during business hours; Not Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-04-29 |
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