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Elizabeth Pilar Rogers

J.P. Morgan Securities LLC

Plano, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-15
  • TX RA
    APPROVED
    Since 2020-09-15

Branch Locations

8181 Communications Pkwy, Bldg A, Plano, TX 75024 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Allen TX 11/2011 03/2020
Bank Of America, N.A. Allen TX 11/2011 03/2020
Jp Morgan Chase Bank, N.A. Plano TX 08/2020 Present
Jp Morgan Securities, Llc Plano TX 08/2020 Present
Osbs Building Services Plano TX 05/2020 07/2020
Unemployed Mckinney TX 04/2020 04/2020
Lisa's Chicken Ranch Lowry Crossing TX 05/2025 Present
  • 11/2011 → 03/2020
    Allen, TX
  • 11/2011 → 03/2020
    Bank Of America, N.A.
    Allen, TX
  • 08/2020 → Present
    Jp Morgan Chase Bank, N.A.
    Plano, TX
  • 08/2020 → Present
    Plano, TX
  • 05/2020 → 07/2020
    Osbs Building Services
    Plano, TX
  • 04/2020 → 04/2020
    Unemployed
    Mckinney, TX
  • 05/2025 → Present
    Lisa's Chicken Ranch
    Lowry Crossing, TX
Previous Registrations
  • 2011-12-21 → 2020-03-09
    Spring, TX
    Austin, TX
    Spring, TX
    Allen, TX
    Colleyville, TX
    Denton, TX
    Mckinney, TX
    Allen, TX
    Spring, TX
    Lucas, TX
    Plano, TX
    Allen, TX
    Allen, TX
  • 2011-07-05 → 2011-11-11
    Waddell & Reed
    Edmond, OK
  • 2007-11-15 → 2011-07-06
    Chase Investment Services Corp.
    Carrollton, TX
    Farmers Branch, TX
    Farmers Branch, TX
    Addison, TX
    Klein, TX
    Spring, TX
    Spring, TX
    Carrollton, TX
    Farmers Branch, TX
  • 2002-04-16 → 2006-03-17
    Plano, TX
    Plano, TX
Other Businesses

Entity Name: Lisa's Chicken Ranch Investment related: No Address: Private Residence Nature of the other business: Farming Position/Title/Relationship: Owner/Partner Start Date: 05/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I raise chickens at my house and I sell eggs

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-15
  • S66 Uniform Combined State Law Examination
    2002-03-15
Other Names
  • Elizabeth Pilar Rangel
  • Elizabeth P Rogers
  • Elizabeth P Rogers
  • Elizabeth P Rogers-Smith
  • Lisa Smith
  • Elizabeth P Smith
  • Elizabeth P Smith
  • Elizabeth Pilar Rangel
  • Elizabeth Pilar Rogers
  • Lisa Smith
  • Elizabeth Pilar Rogers
  • Elizabeth P Rangel
  • Lisa Rogers
  • Rangel Rogers

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