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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-09-15 |
Branch Locations
8181 Communications Pkwy, Bldg A, Plano, TX 75024 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Allen | TX | 11/2011 | 03/2020 |
| Bank Of America, N.A. | Allen | TX | 11/2011 | 03/2020 |
| Jp Morgan Chase Bank, N.A. | Plano | TX | 08/2020 | Present |
| Jp Morgan Securities, Llc | Plano | TX | 08/2020 | Present |
| Osbs Building Services | Plano | TX | 05/2020 | 07/2020 |
| Unemployed | Mckinney | TX | 04/2020 | 04/2020 |
| Lisa's Chicken Ranch | Lowry Crossing | TX | 05/2025 | Present |
Entity Name: Lisa's Chicken Ranch Investment related: No Address: Private Residence Nature of the other business: Farming Position/Title/Relationship: Owner/Partner Start Date: 05/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I raise chickens at my house and I sell eggs
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-03-15 |
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