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Current Employers
Denver Wealth Management, Inc.

4582 S Ulster St. Suite 1300, Denver, CO 80237 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-08-20
  • CO RA
    APPROVED
    Since 2026-08-20

Branch Locations

4582 S Ulster St. Suite 1300, Denver, CO 80237 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Grand Junction CO 04/2007 02/2017
Raymond James Financial Services, Inc. Grand Junction CO 02/2017 08/2017
Parkway Wealth Management Group Grand Junction CO 02/2017 08/2017
Steiner Insurance Grand Junction CO 04/2007 08/2017
Osaic Wealth, Inc. Grand Junction CO 08/2017 07/2023
Royal Alliance Associates Arvada CO 08/2017 07/2023
Cambridge Investment Research, Inc. Fairfield IA 07/2023 08/2026
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2024 08/2026
Lpl Finanacial Llc Grand Junction CO 08/2026 Present
Denver Wealth Management, Inc. Denver CO 08/2026 Present
  • 04/2007 → 02/2017
    Lpl Financial, Llc
    Grand Junction, CO
  • 02/2017 → 08/2017
    Raymond James Financial Services, Inc.
    Grand Junction, CO
  • 02/2017 → 08/2017
    Parkway Wealth Management Group
    Grand Junction, CO
  • 04/2007 → 08/2017
    Steiner Insurance
    Grand Junction, CO
  • 08/2017 → 07/2023
    Osaic Wealth, Inc.
    Grand Junction, CO
  • 08/2017 → 07/2023
    Royal Alliance Associates
    Arvada, CO
  • 07/2023 → 08/2026
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2024 → 08/2026
    Fairfield, IA
  • 08/2026 → Present
    Lpl Finanacial Llc
    Grand Junction, CO
  • 08/2026 → Present
    Denver, CO
Previous Registrations
Other Businesses

1.08/18/2026; Scott Steiner Inc.; Business Entity For Tax/Investment Purposes Only; Investment Related; at Reported Business Location(s); Start Date 01/07/1998; 160hrs/mth; 160hrs during trading 2.08/18/2026; samanded LLC; Business Entity For Tax/Investment Purposes Only; Investment Related; at Reported Business Location(s); Start Date 05/17/2021; 10hrs/mth; 10hrs during trading 3.08/18/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Denver Wealth Management, Inc.; Investment Related; at Reported Business Location(s); Start Date 01/01/2021; 160hrs/mth; 160hrs during trading 4.08/18/2026; Scott Steiner; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 04/03/1997; 40hrs/mth; 40hrs during trading 5.08/25/2026; (HYBRID) Denver Wealth Management, Inc.; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 08/17/2026; 160hrs/mth; 160hrs during trading; I provide investment advisory services through Denver Wealth Management, Inc, an independent investment advisor firm. I started this business activity in 8/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-03
S63 Uniform Securities Agent State Law Examination 2023-05-13
  • S65 Uniform Investment Adviser Law Examination
    2024-07-03
  • S63 Uniform Securities Agent State Law Examination
    2023-05-13

View on SEC IAPD

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