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Sara Rebecca Gardner

Ep Wealth Advisors

Littleton, CO

Torrance, CA

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Current Employers
Ep Wealth Advisors

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-09-09
TX RA APPROVED 2024-07-10
CA RA APPROVED 2016-12-02
CO RA APPROVED 2016-12-02
  • LA RA
    APPROVED
    Since 2024-09-09
  • TX RA
    APPROVED
    Since 2024-07-10
  • CA RA
    APPROVED
    Since 2016-12-02
  • CO RA
    APPROVED
    Since 2016-12-02

Branch Locations

8081 Shaffer Parkway, Suite 4, Littleton, CO 80127 • United States

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Elevated Planning, Llc Conifer CO 04/2015 12/2016
Ep Wealth Advisors Torrance CA 11/2016 Present
  • 04/2015 → 12/2016
    Elevated Planning, Llc
    Conifer, CO
  • 11/2016 → Present
    Ep Wealth Advisors
    Torrance, CA
Previous Registrations
  • 2015-04-17 → 2016-12-05
    Elevated Planning
    Conifer, CO
  • 2007-04-04 → 2015-04-01
    Tiaa-Cref Individual & Institutional Services, Llc
    Denver, CO
    Denver, CO
  • 2004-09-24 → 2006-11-03
    Tiaa-Cref Trust Company, Fsb
    Denver, CO
  • 2003-11-26 → 2004-09-15
    Columbia Management Advisors, Inc.
    Aurora, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-11-25
S63 Uniform Securities Agent State Law Examination 1998-05-30
  • S65 Uniform Investment Adviser Law Examination
    2003-11-25
  • S63 Uniform Securities Agent State Law Examination
    1998-05-30
Designations
Other Names
  • Sara Rollenhagen
  • Sara Rebecca Rollenhagen
  • Sara Rebecca Francis Rollenhagen

View on SEC IAPD

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