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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-06
KY RA APPROVED 2003-09-17
  • TX RA
    APPROVED_RES
    Since 2026-01-06
  • KY RA
    APPROVED
    Since 2003-09-17

Branch Locations

7430 Us Highway 42 Ste 101, Florence, KY 41042-1991 • United States

Burlington, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Florence KY 03/1998 03/2020
Ameriprise Financial Services, Llc Florence KY 03/2020 Present
Other Businesses

Other Business Activities; Life X/Cigna Health Insurance; In order to lower my medical premiums, I can apply for a policy through Life X/Cigna Health Insurance. It is a research-based policy and I am required to fill out a short monthly survey regarding health matters. In exchange for this, it is my understanding that I will be able to qualify for group medical rates with a W-4 compensation of less than $20/year.; Cigna Health Care, P.O. Box 182223, Chattanooga, TN, 37422; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-06-09
  • S63 Uniform Securities Agent State Law Examination
    1998-06-09

View on SEC IAPD

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