Best Investors Account Sign in

Jasen Masao Ishihara

LPl Financial LLC

Honolulu, HI

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2016-08-01
  • HI RA
    APPROVED
    Since 2016-08-01

Branch Locations

832 South Hotel Street, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Finanical Llc Honolulu HI 08/2016 Present
Aloha Pacific Federal Credit Union Honolulu HI 08/2016 Present
  • 08/2016 → Present
    Lpl Finanical Llc
    Honolulu, HI
  • 08/2016 → Present
    Aloha Pacific Federal Credit Union
    Honolulu, HI
Previous Registrations
  • 2013-11-15 → 2016-08-02
    Cetera Wealth Services, Llc
    Livermore, CA
    Honolulu, HI
  • 2009-12-01 → 2013-12-10
    Honolulu, HI
    Honolulu, HI
    Honolulu, HI
    Pearl City, HI
    Kapolei, HI
  • 2004-01-05 → 2009-12-11
    Honolulu, HI
    Honolulu, HI
Other Businesses

1)6/30/16-Aloha Pacific Financial Group- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- start date 8/1/16- 100% 2)6/30/16-Real Estate Rental- Property Owner- Inv. Related- at 215 N King St, Honolulu, HI 96817-6701- start date- 1/1/09 - 5%

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-12-30
S63 Uniform Securities Agent State Law Examination 1998-09-08
  • S65 Uniform Investment Adviser Law Examination
    2003-12-30
  • S63 Uniform Securities Agent State Law Examination
    1998-09-08

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Honolulu, HI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor