Frank J. Lee

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2004 → 01/2020
  Payden & Rygel
  Los Angeles, CA
• 01/2020 → 10/2022
  Miracle Mile Advisors, Llc
  Los Angeles, CA
• 06/2023 → Present
  Jpmorgan Chase Bank, N.A.
  Pasadena, CA
• 06/2023 → Present
  J.P. Morgan Securities Llc
  Pasadena, CA
• 11/2022 → 05/2023
  Unemployed
  La Canada Flintridge, CA

Previous Registrations

• 2020-02-12 → 2022-11-04
  Composition Wealth, Llc
  Los Angeles, CA

Other Businesses

Entity Name: Foundation for the Los Angeles Community Colleges Investment related: No "Address: 770 Wilshire Blvd Los Angeles, CA 90017 https://www.laccd.edu/about/foundation" Nature of the other business: Non-Profit Position/Title/Relationship: Board Member Start Date: 02/27/2024 Approximate # of hours a week 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: The Foundation supports giving and partnerships that advance higher education for the diverse students and communities served by the Los Angeles Community College District. The Foundation is an independent 501(c)(3) nonprofit organization. My responsibilities would include be an ambassador, active and participation and attendance, serve on a subcommittee, and help raise or give min $500 annually."

Exams

• S66 Uniform Combined State Law Examination
  2023-06-16
• S63 Uniform Securities Agent State Law Examination
  1998-07-21

Designations

• Chartered Financial Analyst

Other Names

• Frank Joo Lee