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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-07-19 |
| PA | RA | APPROVED | 2003-11-03 |
Branch Locations
1000 Germantown Pike Ste A1, Plymouth Meeting, PA 19462-2481 • United States
Gwynedd Vly, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Plymouth Meeting | PA | 07/2007 | 03/2020 |
| Ameriprise Financial Services, Llc | Plymouth Meeting | PA | 03/2020 | Present |
Business Ownership; KSP LLC; ; Pay the payroll through the LLC; 1000 Germantown Pike, Suite A-1Plymouth Meeting, PA 19462, ,; Not Investment-Related; 02/15/2017; 60 hours per month; 60 during trading hours / Emily Sophia LLC; Owner of the property; Ameriprise services; 1000 Germantown PikeSuite A-3Plymouth Meeting, PA 19642, ,; Investment-Related; 09/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours / KSP MLS LLC; CEO; Used to pay payroll and benefits of employees; 1000 Germantown Pike, , Plymouth Meeting, PA, 19462; Investment-Related; 07/08/2022; 20 to 39 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-15 |
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