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Current Employers
Capital Investment Advisory Services, Llc

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-03-11
  • NC RA
    APPROVED
    Since 2022-03-11

Branch Locations

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

1922 Ft Bragg Rd, Fayetteville, NC 28303 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Fayetteville NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Fayetteville NC 11/2016 03/2022
Capital Investment Group, Inc Raleigh NC 03/2022 Present
Capital Investment Advisory Services, Llc Raleigh NC 03/2022 Present
Previous Registrations
Other Businesses

1) SOONER VENTURES, LLC, 875 DAVIS FARM RD, ST. PAULS, NC 28384; NON-INVESTMENT RELATED; 100% OWNERSHIP WITH SPOUSE;RESIDENITAL REAL ESTATE LEASING; NO DUTIES - WIFE RUNS BUSINESS; START DATE 2010; 0 HRS/MO; 0 HRS/MO DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-11
  • S66 Uniform Combined State Law Examination
    2002-07-11
Other Names
  • Troy D Hill

View on SEC IAPD

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