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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-02-16
TN RA APPROVED 2020-02-04
TX RA APPROVED 2020-02-03
  • FL RA
    APPROVED
    Since 2024-02-16
  • TN RA
    APPROVED
    Since 2020-02-04
  • TX RA
    APPROVED
    Since 2020-02-03

Branch Locations

1210 Premier Dr. Suite 125, Chatanooga, TN 37421 • United States

9724 Kingston Pike Ste. 305B, Knoxville, TN 37922 • United States

8201 Peters Rd. Ste. 1000, Plantation, FL 33324 • United States

9724 Kingston Pike Ste. 702, Knoxville, TN 37922 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Brentwood TN 09/2009 02/2020
Mml Investor Services Inc Brentwood TN 09/2009 02/2020
Cambridge Investment Research, Inc. Fairfield IA 02/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2020 Present
  • 09/2009 → 02/2020
    Massmutual Life Insurance Company
    Brentwood, TN
  • 09/2009 → 02/2020
    Mml Investor Services Inc
    Brentwood, TN
  • 02/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 02/2020 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 02/2020, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 80 HR/MO TRADING. 2) MICHAEL SEAN VEREEN, 1210 PREMIER DR, SUITE 125, CHATTANOOGA, TN, 02/1998, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 40 HR/MO, 40 HR/MO TRADING. 3) MARKETLIFE MINISTRIES, 1210 PREMIER DR, SUITE 125, CHATTANOOGA, TN, 05/2009, BOARD MEMBER, VOLUNTEER, NIR, 10 HR/YR, 0 HR/YR TRADING. 4) 1999 CLUB, 1210 PREMIER DR, SUITE 125, CHATTANOOGA, TN, 05/2019, BOARD MEMBER/TREASURER, NIR, 20 HR/MO, 0 HR/MO TRADING. 5) CAPITAL WEALTH ADVISORS LLC, 112 WESTWOOD PLACE, STE 160, BRENTWOOD, TN, 02/2020, MEMBER, INV REL, 1 HR/MO, 0 HR/MO TRADING. 6) BOB VEREEN MINISTRIES, 2339 ASHFORD DR, CHATTANOOGA, TN, 02/2023, BOARD MEMBER, NIR, 1 HR/MO, 0 HR/MO TRADING. 7) 1013 CAPITAL PARTNERS, LLC, 1210 PREMIER DR, SUITE 125, CHATTANOOGA, TN, 06/2023, AGENT, OPERATING ENTITY, NIR, 1 HR/MO, 0 HR/MO TRADING. 8) MICHAEL S VEREEN, 1210 PREMIER DR, SUITE 125, CHATTANOOGA, TN, 06/2023, NOTARY, NIR, 1 HR/MO, 1 HR/MO TRADING. 9) ATLANTIC CAPITAL PARTNERS LLC, 1210 PREMIER DR, SUITE 125, CHATTANOOGA, TN, OWNER, OPERATING ENTITY, NIR, 20 HR/MO, 20 HR/MO TRADING. 10) ADVOCACY ADVISORS, 9219 CENTER SST, MANASSAS, VA, 02/2024, MEMBER, DBA, INV REL, 4 HR/MO, 4 HR/MO TRADING. 11) NEW ORLEANS BAPTIST THEOLOGICAL SEMINARY, 3939 GENTILLY BLVD, NEW ORLEANS LA 70126, 03/2024, BOARD MEMBER, NIR, 1 HR/MO - 0 HR/MO TRADING. 12) CAPITAL WEALTH ADVISORS LLC, 112 Westwood Place Ste #160 Brentwood TN 37027, START DATE 02/2020, Investment Advisor Representative, DBA Name, INV REL, HR/MO 1, HR/MO TRADING 0 13) ATLANTIC CAPITAL PARTNERS, LLC, 1210 Premier Drive Suite 125 Chattanooga TN 37421, START DATE 09/2023, Owner, DBA Name, NIR, HR/MO 20, HR/MO TRADING 20

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-05-04
  • S63 Uniform Securities Agent State Law Examination
    1999-05-04
Other Names
  • M Sean Vereen
  • Sean Vereen

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