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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2009-07-09 |
| GA | RA | APPROVED | 2009-07-02 |
Branch Locations
1210 Premier Dr Ste 202, Chattanooga, TN 37421 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Chattanooga | TN | 07/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Chattanooga | TN | 03/2020 | Present |
Outside Employment; Mainstay Service Group, LLC; Financial Advisor - Provide client service and administrative support for the Ameriprise Financial Practice; ; 9405 Magical View, , Chattanooga, TN, 37421; Not Investment-Related; 04/16/2021; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-10-28 |
| S65 | Uniform Investment Adviser Law Examination | 1999-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-11 |
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