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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-03-02
TX RA APPROVED 2021-03-01
  • TN RA
    APPROVED
    Since 2021-03-02
  • TX RA
    APPROVED
    Since 2021-03-01

Branch Locations

1200 Premier Drive Suite 100, Chattanooga, TN 37421 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Chattanooga TN 05/2000 03/2021
Raymond James Financial Services, Inc. Chattanooga TN 03/2021 Present
Raymond James Financial Services Advisors, Inc. Chattanooga TN 03/2021 Present
Previous Registrations
Other Businesses

(1) Name of Business: Grace & Peace Presbyterian Church Address: 6303 Ooltewah Georgetown Road, Ooltewah, TN, 37363, United States Activity Type: Religious Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 07/31/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Periodic meetings to review financial condition of the church as well as help to formulate accounting and benefits procedures. (2) Name of Business: National Center For Youth Issues Address: 6101 Preservation Dr, Chattanooga, TN, 37416, United States Activity Type: Non profit Position/Title: Chair of the Board, Director Investment Related: Yes Start Date: 05/21/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Attend semi-annual Board meetings and participate in Committees as needed. (3) Name of Business: Oakbrook Land Holdings, LLC Address: 811 Sunset Mountain Drive, Chattanooga, TN, 37421, United States Activity Type: Private Investment/Private Securities Transaction(PST) Position/Title: Investment Related: Yes Start Date: 01/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-08-31
  • S63 Uniform Securities Agent State Law Examination
    2000-08-31
Designations
Other Names
  • Tony Mark D'ANdrea

View on SEC IAPD

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