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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-13
GA RA APPROVED 2018-02-02
TN RA APPROVED 2018-01-18
  • TX RA
    APPROVED
    Since 2024-05-13
  • GA RA
    APPROVED
    Since 2018-02-02
  • TN RA
    APPROVED
    Since 2018-01-18

Branch Locations

1210 Premier Dr Ste 202, Chattanooga, TN 37421 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Chattanooga TN 06/2015 03/2020
Ameriprise Financial Services, Llc Chattanooga TN 03/2020 Present
Other Businesses

Business Ownership; Mainstay Service Group, LLC.; Co-owner; This is an entity to provide administrative services for the practice of Jody B Riggs including payroll, leasing, and office support.; 9405 Magical View , , Chattanooga, TN, 37421; Not Investment-Related; 03/31/2023; 40 to 59 hours per month; 20 to 39 during trading hours. Outside Employment; Mainstay Service Group, LLC; Financial Advisor - provide client service and administrative support for the Ameriprise Financial Practice; Manages the day to day operations of the practice of Jody B Riggs; 9405 Magical View, , Chattanooga, TN, 37421; Not Investment-Related; 04/16/2021; 40 to 59 hours per month; 40 to 59 during trading hours. Other Business Activities; Leadership Team Member - Young Givers Circle; Member of the leadership team of a small organization called the young givers circle. The Young givers circle is a group of young professionals who pool their funds each month into a giving fund and then gift to local non-profit charities each quarter through a grant application process. Will be on the leadership team of this organization to help organize and promote this group to other young professionals.; 345 frazier avenue unit 205, , chattanooga, TN, 37405; Not Investment-Related; 09/01/2021; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-05
  • S66 Uniform Combined State Law Examination
    2016-08-05

View on SEC IAPD

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