Benjamin Edward Goldstein

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1998 → Present
  Ubs Financial Services Inc.
  Raleigh, NC

Other Businesses

1)NORTH GLEN PROPERTIES / 6820 GREYSTONE DRIVE RALEIGH NC 27615 / COMPANY / REAL ESTATE / RENTAL HOMES / OTHER 100% OWNER OF LLC / RERENTING WHEN UNOCCUPIED / START DATE 05/07/2007. 2)LAKEMONT REALTY LLC / 6820 GREYSTONE DR RALEIGH NC 27615 / COMPANY / REAL ESTATE / RENTAL HOMES / PARTNER / RERENT UNOCCUPIED HOMES / START DATE 05/07/2007. 3)604 North Blount LLC / 6820 Greystone Drive Raleigh,NC 27615 / Other/ Real Estate / owns a residential property for personal liability / Other / 100% Owner of LLC / Manage rental property- collect rent, dispatch repair folks / Start Date 6/21/16 LLC / less then 30 minutes per month 4) Historic Oak Properties, LLC / 708 Devereaux St Raleigh,NC United States 27605 / Sole Proprietorship/ Real Estate / It is a 4 unit rental house / Other / 100% owner of 4 unit rental home / I will rent out the four units and manage the property / Start Date 12/6/18 5) 4318 Camelot Drive Raleigh NC 27609 /NC 27609 / Other/ Real Estate / I will own and manage a single family rental house. Example: If a toilet breaks I will call a plumber to fix it / Proprietor / owner, I will manage the single family rental house property and outsource repairs if anything breaks / Start Date 10/19/2017 / Purchasing single family house to rent out. I am the only owner, investor. 6)266549 Colony Dr Salvo NC / 266549 Colony Dr Salvo,NC 27972 / Other/ Real Estate / rental house / Proprietor / owner, lease house, decide on rent amount, dole out maintenance requests (I do not perform maintenance myself) / Start Date 4/11/2019 / Individual home- real-estate / 7) 514 Boylan Ave Raleigh, NC 27603/ Category - I will personally 100% own this real estate in a LLC named The Heights LLC. This LLC has been submitted to UBS. I have been advised in the past that it is also good practice to disclose the actual street address of the underlying property as well, which is what I am doing here./Principal Business Activity - It is a 5 unit rental house/ Role - 100% owner of 5 unit rental home/ Duty - I will rent out the four units and manage the property/ Compensation - Yes 8)Benjamin Goldstein, RaleighNCUnited States-27615, Rental house. I will buy a single family house to rent out, Real Estate, I will 100% own the rental property, I will lease the property, START DATE-5/29/2025. 9)Benjamin E. Goldstein 1020 Wofford Lane Raleigh NC 27609, I will rent a single family home and manage it myself. Less then 15 min per month of time needed, Proprietor / owner, I will own the rental property, collect rent, rent to long term tenants, I outsource all maintennce, start date-9/21/2017, Raleigh NC United States-27615. 10) 409 Gardner Street Raleigh, NC 27607It is a 6 unit rental house, 100% owner of 6 unit rental homeI will rent out the six units and manage the property, Start date-11/3/2022, RaleighNC United States27607. 11) 3900 Converse Drive Raleigh NC 27609, I am purchasing a single family residence to rent out. I will be the only owner and investor. It will take less then 1 hour per month to manage, 100% Owner, I will own and manage the rental house. I will cash rent checks, and select tenants, start date-3/15/2018. 12) 5108 Hearth Drive Raleigh NC 27609, I will own and manage a single family rental house. Example: If a toilet breaks I will call a plumber to fix it, Proprietor / owner, I will manage the single family rental house property and outsource repairs if anything breaks, start date-4/20/2018 13) 5300 Fieldstone Drive Raleigh NC 27609I will own and manage a single family rental house. Example: If a toilet breaks I will call a plumber to fix it, Proprietor / owner, I will manage the single family rental house property and outsource repairs if anything breaks, start date-4/20/2018 14) 426 N Person St Raleigh, NC 27601, It is a 4 unit rental house, 100% owner of 4 unit rental home, I will rent out the four units and manage the property, start date-11/30/2020

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-06-09
• S63 Uniform Securities Agent State Law Examination
  1998-05-26