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Rhonda Michelle Peluso

Morgan Stanley

Little Falls, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-05
NJ RA APPROVED 2012-10-10
PA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-05-05
  • NJ RA
    APPROVED
    Since 2012-10-10
  • PA RA
    APPROVED
    Since 2009-06-01

Branch Locations

150 Clove Road, Little Falls, NJ 07424 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Little Falls NJ 06/2009 Present
Previous Registrations
  • 2008-06-10 → 2009-06-01
    Harrisburg, PA
  • 2000-09-15 → 2006-01-24
    Banc Of America Investment Services, Inc.
    Winter Springs, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-10-25
S63 Uniform Securities Agent State Law Examination 1998-04-23
  • S65 Uniform Investment Adviser Law Examination
    2001-10-25
  • S63 Uniform Securities Agent State Law Examination
    1998-04-23
Other Names
  • Rhonda Michelle Flynn
  • Rhonda Michelle Flynn

View on SEC IAPD

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