James David Swanson

Current Employers

Employment History

• 03/2014 → 11/2016
  Wells Fargo Advisors Llc
  Long Beach, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Long Beach, CA

Previous Registrations

• 1998-06-11 → 2014-03-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Seal Beach, CA
  Seal Beach, CA

Other Businesses

RENTAL PROPERTY (862 E VAUGHN), INV RELATED, GIBLERT, AZ, START: 2012, 100% OWNED WITH SPOUSE, 5 HRS PER ANNUALLY, DUTIES: RENTAL. RENTAL PROPERTY (PATIO HOME), INV RELATED, GIBLERT, AZ, START: 2012, 100% OWNED WITH SPOUSE, 5 HRS ANNUALLY, DUTIES: RENTAL. RENTAL PROPERTY ,(2211 N BULLMOOSE) INV RELATED, CHANDLER, AZ, START: 2012, 100% OWNED WITH SPOUSE, 5 HRS ANNUALLY, DUTIES: RENTAL. RENTAL PROPERTY, (437 BOTTLESFORD) INV RELATED, KENNESAW, GA, START: 2012, 100% OWNED WITH SPOUSE, 5 HRS ANNUALLY, DUTIES: RENTAL. RENTAL PROPERTY. 4240; INV RELATED;SAN TAN VALLEY,AZ; RENTAL;100% OWNERSHIP; START DATE: 08/24/2026; 1 HRS PER MONTH; - HRS DURING TRADING; RENTAL PROPERTY,(2623 MCGUIRE DR), INV RELATED, KENNESAW (SFH), START: 2012, 100% OWNED WITH SPOUSE, 5 HRS ANNUALLY, DUTIES: RENTAL. RENTAL PROPERTY (744 JAMIE WAY), INV RELATED, WOODSTOCK, GA, START: 2012, 100% OWNED WITH SPOUSE, 5 HRS ANNUALLY, DUTIES: RENTAL. RENTAL PROPERTY (2845 GALEHAD WAY), INV RELATED, MARIETTA, GA (SFH) START: 2012, 100% OWNED WITH SPOUSE, 5 HRS ANNUALLY, DUTIES: RENTAL. RENTAL PROPERTY (1818 CRESCENT HILL), INV RELATED, ACWORTH, GA, START: 2012, 100% OWNED WITH SPOUSE, 5 HRS ANNUALLY, DUTIES: RENTAL. RENTAL PROPERTY, INV RELATED, ACWORTH, GA, START: 2012, 100% OWNED WITH SPOUSE, 5 HRS ANNUALLY, DUTIES: RENTAL. RENTAL PROPERTY; INV. RELATED; ACWORTH, GA; CO-OWNER; START DATE 3/15/2015; 0 HRS PER MONTH. RENTAL PROPERTY; INV. RELATED; ACWORTH, GA; CO-OWNER; START DATE 12/2016; 0 HRS PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY, INV. RELATED, PEORIA, AZ. 100% OWNERSHIP, START: 8/17/18, 0 HOURS/MONTH, 0 DURING TRADING, OWNER. RENTAL PROPERTY; INVESTMENT RELATED; PEORIA,AZ; 100% OWNERSHIP WITH SPOUSE; START DATE 04/19/2019; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; NONE. RENTAL PROPERTY; INVESTMENT RELATED; CHANDLER,AZ; 100% OWNERSHIP WITH SPOUSE; START DATE 04/29/2019; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; NONE. RENTAL PROPERTY, INVT RELATED, GILBERT, AZ, 100% OWNERSHIP, START DATE 7/8/2022, 0 HRS PER MONTH, 0 HRS DURING TRADING, NONE. RENTAL PROPERTY; INV RELATED, HUNTINGTON BEACH, CA; 100% OWNERSHIP WITH SPOUSE; START 01/01/2024; 0 HOURS PER MONTH; 0 HOURS DURING TRADING. LANDLORD RENTAL PROPERTY - 2543 ; INV RELATED;SAN TAN VALLEY,AZ; RENTAL;100% OWNERSHIP; START DATE: 02/05/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S66 Uniform Combined State Law Examination
  1998-05-27

Other Names

• James D Swanson
• Jim Swanson