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Matthew Robert Sunde

Principal Securities, Inc.

West Des Moines, IA

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-17
IA RA APPROVED 2006-06-08
  • TX RA
    APPROVED_RES
    Since 2021-06-17
  • IA RA
    APPROVED
    Since 2006-06-08

Branch Locations

6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Co. Des Moines IA 07/2003 Present
Principal Securities Inc W Des Moines IA 03/2016 Present
  • 07/2003 → Present
    Principal Life Insurance Co.
    Des Moines , IA
  • 03/2016 → Present
    Principal Securities Inc
    W Des Moines, IA
Other Businesses

Fixed insurance,Life, Annuities, DI, LTC, 12/10/2015.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-09
S63 Uniform Securities Agent State Law Examination 2003-07-30
  • S65 Uniform Investment Adviser Law Examination
    2006-05-09
  • S63 Uniform Securities Agent State Law Examination
    2003-07-30
Other Names
  • Matt Sunde
  • Matthew Robert Synde

View on SEC IAPD

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Other Offices

COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA
PARK AVENUE SECURITIES LLC · West Des Moines, IA

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