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9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-07 |
| MO | RA | APPROVED | 2018-04-13 |
Branch Locations
165 N. Meramec Ave. Ste. 430, Clayton, MO 63105 • United States
9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Heartland Capital Inc | Lake St. Louis | MO | 03/2002 | 04/2018 |
| Mutual Securities, Inc | Camarillo | CA | 04/2018 | 12/2024 |
| Mutual Advisors, Llc | Omaha | NE | 04/2018 | Present |
1. Sentnor and Associates, LLC., Start Date: 04/13/2018, 12950 Wallingshire CT, St. Louis, MO 63141, Operating Company, President, Receipt of income, 0 hours per month, 0 hours per day during trading hours. 2. Rental of Second Home, Start Date: 08/25/2021, 4620 North Pt A, Avon, CO 81620, Individual, Rent Second Home, Home Owner, Find Renter for second home, Not Investment Related, 1-3 Hours per month, 0 Hours per day during trading hours. 3. Hawthorne Capital Wealth Advisors, LLC., Start Date: 10/07/2022, 165 N. Meramec Ave., Ste. 430, Clayton, MO 63105, LLC, Renting office space and sharing office expenses, Managing Principal, Rent office space and share office expenses, Not Investment Related, 1 Hour per month, less than 1 Hour per day during trading hours. 4. City of Creve Coeur - Finance Committee Member, Start Date: 07/01/2023, 300 N New Ballas Rd, Creve Coeur, MO 63141, Municipality, City Government, Finance Committee Member, Review Financial reports of City which are published for the residents, analyze Income and Expenses and participate in the annual budget process for the city, Not Investment Related, 1 Hours per month, 0 Hours per day during trading hours. 5. Real Estate Investing, Start Date: 10/17/2023, 12950 Wallingshire Ct., St. Louis, MO 63141, Sole Proprietor, Real Estate Investing, Individual Investor, Passive Investor for Real Estate Investment, Houses will be purchased and sold, Investment Related, 2-4 Hours per Month, Les than 1 Hour per day during trading hours. 6. Independent Insurance Agent, Start Date: 06/1998, 165 N. Meramec Ave., Ste. 430, Clayton, MO 63105, Sole Proprietor, Insurance, Insurance Agent, Assist people in getting life Insurance, Not Investment Related, 1 Hour per month, 1 Hour per day during trading hours. 7. Sarah Clayton Property Owner, LLC., Start Date: 02/01/2026, 222 S. Central Ave., Ste. 305, Clayton, MO 63105, LLC, Real Estate Development, Passive Investor $150,000 Investment, No duties, passive investor in a local St. Louis Apartment Complex, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-04-09 |
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