John James Klumbach

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → 01/2022
  Lpl Financial Llc
  Las Vegas, NV
• 01/2022 → 09/2025
  Avantax Investment Services, Inc
  Las Vegas, NV
• 01/2022 → 09/2025
  Avantax Advisory Services
  Las Vegas, NV
• 01/2022 → 09/2025
  Avantax Insurance Agecny, Llc
  Las Vegas, NV
• 03/2001 → Present
  Jj Klumbach Consulting, Inc. Dba Klumbach & Asociates
  Las Vegas, NV
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Las Vegas, NV
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2022-02-04 → 2025-09-05
  Avantax Advisory Services
  Las Vegas, NV
• 2010-11-15 → 2022-02-11
  Lpl Financial Llc
  Las Vegas, NV
  Las Vegas, NV
  Las Vegas, NV
• 2007-01-04 → 2010-12-13
  Questar Asset Management, Inc.
  Lasvegas, NV
• 2003-10-03 → 2006-12-04
  Osaic Wealth, Inc.
  Las Vegas, NV
  Las Vegas, NV

Other Businesses

1) LIONS DISRICT 46 FOUNDATION; TREASURER; I currently serve as the Treasurer of the Lions District 46 Foundation a 501C(3) organization.The purpose of the Foundation is to collect, distribute and responsibly manage funds for charitable uses by its members and other entities as approved by the Board of Directors.; NIR; 0; 01/01/2017; 7040 Laredo Street Las Vegas NV 89117; Receive checks and make deposits.Provide bookkeeping financials.File tax return for the entities.Pay expenses and write checks to other charities 2) JJ KLUMBACH CONSULTING INC dba KLUMBACH & ASOCIATES; PRESIDENT; Tax preparation of personal and business tax returns.  We also provide bookkeeping services for clients.; NIR; 50; 03/13/2001; 7040 Laredo Street Ste B Las Vegas NV 89117; 1) As the owner I provide general oversight of the business and its employees.2) As an enrolled agent I prepare income taxes return for clients.3) Responsible for hiring and firing employees.4) I maintain the books and records of the business as well as bank accounts.5) I file the federal tax return for the business as well as all local government requirements. 3) WEST CHARLESTON LIONS CLUB; TREASURER; I currently serve as the Treasurer for the West Charleston Lions Club a 501C(4) organization.; NIR; 0; 01/01/2017; 7040 Laredo Street Ste B Las Vegas NV 89117; Receive checks and make deposits.Provide bookkeeping financials.File tax return for the entities.Pay expenses and write checks to other charities 4) WEST CHARELSTON LIONS CLUB FOUNDATION; TREASURER; I currently serve as the Treasurer of the West Charleston Lion Club Foundation.  The purpose of the Foundation is to collect, distribute and responsibly manage funds for charitable uses by it members and other entities as approved by the Board of Directors.Our main fundraising event is our All-Star Football Game currently in its 49th year.  Proceeds from the game go to the Blind Center of Nevada, the Lions Burn Care Center at UMC, NV Childhood Cancer Foundation and Lions Camps for kids.; NIR; 2; 01/01/2017; 7040 Laredo Street Las Vegas NV 89117; Receive checks and make deposits.Provide bookkeeping financials.File tax return for the entities.Pay expenses and write checks to other charities

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-08-14
• S63 Uniform Securities Agent State Law Examination
  2001-02-05

Designations

• Certified Financial Planner

Other Names

• John J Klumbach