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4821 E 2Nd Street, Long Beach, CA 90803 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-12-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 12/2023 |
| Clg, Llc Dba Clg Wealth Management | Long Beach | CA | 09/2016 | Present |
| John D Cartwright And Associates | Long Beach | CA | 05/2012 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 12/2023 |
| Purshe Kaplan Sterling Investments | Albany | NY | 01/2024 | Present |
1) CLG, LLC DBA CLG Wealth Management. Investment Related. At registered location. RIA. IAR. 10/05/2023. Hr/month 140 with 116 during trading hours. Advisor/ Owner and business development. 2) CLG Holding Company, LLC. Not Investment Related. 4821 E 2nd Street Long Beach, CA 90803. Holding Company. Owner. 08/01/2016. Hrs/month 0 with 0 during trading hours. 16.66% owner of CLG Holding. 3) John D Cartwright and Associates. Not Investment Related. 4821 E 2nd Street Long Beach, CA 90803. Other. Business Development. 05/01/2012. Hrs/month 20 all during trading hours. This is an S-corp where we run our regional business through to support our advisors. We will be maintaining this OBA for the near term. 4) Fixed Insurance. Investment Related. At registered location. Fixed/traditional Insurance. Agent. 10/05/2023. Hrs/month 5 all during trading hours. Provide insurance advice based on the needs of client(s). 5) PKSF. Investment Related. At registered location. Fixed/traditional Insurance. Agent. 10/05/2023. Hrs/month 5 all during trading hours. Provide insurance advice based on the needs of client(s).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-03 |
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