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4821 E 2Nd Street, Long Beach, CA 90803 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-02-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 12/2023 |
| Clg, Llc D/B/A Clg Wealth Management, Llc | Long Beach | CA | 01/2016 | Present |
| John D Cartwright And Associates | Long Beach | CA | 05/2012 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 12/2023 |
| Purshe Kaplan Sterling Investments | Albany | NY | 01/2024 | 06/2024 |
1) CLG Holding Company, LLC. Not Investment Related. At Registered Location. Holding Company. Owner. Start Date: 08/01/2016. 0 hrs/ month; none during trading hours. 16.666% owner of holding company
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-01 |
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