Richard Scarpelli

Current Employers

Employment History

• 03/2002 → 11/2017
  Ubs Financial Services Inc.
  New York, NY
• 11/2017 → 09/2023
  First Republic Investment Management, Inc.
  New York, NY
• 11/2017 → 09/2023
  First Republic Securities Company, Llc
  New York, NY
• 09/2023 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 07/2023 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY

Previous Registrations

• 2017-11-20 → 2025-03-20
  J.P. Morgan Private Wealth Advisors Llc
  New York, NY
• 2002-05-23 → 2017-11-27
  Ubs Financial Services Inc.
  New York, NY
  New York, NY
  Weehawken, NJ

Other Businesses

Entity Name: Sea Ridge Property Owners Association Investment related: Yes "Address: www.seaside-management.com Seaside Management Inc. Association Manager PO Box 1465 Kitty Hawk, NC 27949" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 11/05/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Oversee the management of the association with other board members. This is a volunteer position as no one else volunteer to do it. CFP Board / 1425 K Street Washington,DC 20005 / Association (i.e., Trade or Industry, Sport...)/ Financial (Consumer & Investment Services) / govern CFPs and set standards / Other / Business Model Council Member / review standards / Start Date 7/31/13 / minimal travel for day

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-09-30
• S65 Uniform Investment Adviser Law Examination
  1998-02-20

Designations

Other Names

• Rich Scarpelli