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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-06-29 |
| OH | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
7310 Turfway Road Suite 550, Florence, KY 41042 • United States
Union, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Renaissance Capital Managment Inc | Florence | KY | 07/2012 | Present |
| Summit Brokerage Services, Inc | Shelby | KY | 04/2001 | 09/2019 |
| Summit Financial Group, Inc | Shelby | KY | 04/2002 | 05/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2019 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
(1) RENNAISSANCE ADVISORS, LLC - 10615 ASPEN PLACE, UNION KY 41091, NOT OPERATIONAL YET - ZERO HOURS. (2) RENAISSANCE CAPITAL MANAGEMENT, INC; SINCE 01/02/2012; 6900 HOUSTON ROAD, STE 16, FLORENCE, KY, 41042; PRESIDENT; Management and administration of the Renaissance Capital Management, Inc; 60 HOURS SPENT ON ACTIVITY PER MONTH, 2 HOURS SPENT DAILY ON ACTIVITY DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-05-22 |
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