Tanya Perkins Vess

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 11/2017
  Suntrust Advisory Services
  Atlanta, GA
• 11/2017 → 09/2025
  Wells Fargo Clearing Services, Llc
  Roanoke, VA
• 09/2025 → Present
  Lpl Financial
  Roanoke, VA
• 09/2025 → Present
  Bank Of Botetourt
  Roanoke, VA

Previous Registrations

• 2017-11-15 → 2025-09-23
  Wells Fargo Clearing Services, Llc
  Roanoke, VA
  Vinton, VA
  Bassett, VA
  Roanoke, VA
  Roanoke, VA
  Roanoke, VA
  Lynchburg, VA
• 2016-09-15 → 2017-11-20
  Truist Advisory Services, Inc.
  Roanoke, VA
  Martinsville, VA
  Roanoke, VA
  Roanoke, VA
  Hardy, VA
  Roanoke, VA
  Rocky Mount, VA
  Collinsville, VA
  Vinton, VA
• 2002-10-25 → 2016-12-31
  Truist Investment Services, Inc.
  Roanoke, VA
  Roanoke, VA
  Roanoke, VA
  Rocky Mount, VA
  Rocky Mount, VA
  Roanoke, VA
  Roanoke, VA
  Roanoke, VA
  Roanoke, VA
  Roanoke, VA
  Vinton, VA
  Collinsville, VA
  Rocky Mount, VA
  Martinsville, VA
  Ridgeway, VA
  Rocky Mount, VA
  Roanoke, VA
  Hardy, VA

Other Businesses

1) 08/2025 - BOTETOURT WEALTH MANAGEMENT / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 2) 08/2025 -Investment products and services are offered through LPL Financial LLC using the DBA / Valley Wealth Group / At reported business location (s) 160 hrs per month - 100% time spent

Exams

• S66 Uniform Combined State Law Examination
  2002-10-24
• S63 Uniform Securities Agent State Law Examination
  1998-04-16

Other Names

• Tanya Perkins