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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-12-18 |
| TX | RA | APPROVED | 2020-12-18 |
Branch Locations
1064 104Th Street Ste 100, Naperville, IL 60564 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Susan S. Lewis Ltd | Naperville | IL | 06/1986 | Present |
| Avantax Investment Services, Inc. | Naperville | IL | 09/1999 | 12/2020 |
| Avantax Advisory Services | Naperville | IL | 01/2000 | 12/2020 |
| Avantax Insurance Agency, Inc. | Naperville | IL | 08/2014 | 12/2020 |
| Lpl Financial Llc | Naperville | IL | 12/2020 | Present |
1)12/18/2020- Susan S. Lewis, Ltd.-Owner- Tax prep and bookkeeping business- Inv. Related- Naperville, IL- start date 1/1/1995-65% 2)12/18/2020- Aimcor Enterprise Insurance Group-Jim Chrisler, Agent- Non-Variable Insurance- Agent selling long term care, health insurance, life insurance- Inv. Related- Charles, IL- start dat 1/1/2019- 8hrs/mth 3)12/18/2020- Platinum Financial Associates, Inc.- DBA for LPL Business (entity for LPL business)- Inv. Related- Naperville, IL- start date 1/1/2001- 100% 4)12/18/2020- HDVEST INSURANCE AGNECY INC- Non-Variable Insurance- Agent selling long term care, life, health insurance , disability insurance (short and long)- Inv. Related- Dallas, TX- start date 12/1/1999- 8 hrs/mth 5)12/18/2020- Notary - Inv. Related- Naperville, IL- start date 6/1/1993- 1hr/mth 6)12/18/2020- Ideal Truck Body, Inc.-Business Owner- builder of truck bodies- Inv. Related- Naperville, IL- start date 1/1/2021-8hrs/mth 7)12/18/2020-Repair Me, Inc.-Business Owner - hydraulic cylinder repair-Inv. Related- Naperville, IL- start date 1/22/2021- 8hrs/mth 8)12/18/2020- Real Estate Rental- Real Estate Rental- Owner- Inv. Related- Naperville, IL- start date 3/15/2020- 0%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-18 |
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