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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2023-06-15 |
| HI | RA | APPROVED | 2023-06-09 |
| WA | RA | APPROVED | 2023-06-09 |
| TX | RA | APPROVED_RES | 2002-09-23 |
| CA | RA | APPROVED | 2002-08-15 |
Branch Locations
251 South Lake Avenue 10Th Floor, Pasadena, CA 91101 • United States
Cerritos, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Los Angeles | CA | 08/2002 | Present |
1) Name of Business: ABC Unified School District./ Address: 16700 Norwalk BlvdCerritosCA United States 90703./ Investment Related: No./ Nature: School Facilities/ Declining Enrollment Ad Hoc Committee is to examine the effects of declining enrollment in our school district and make recommendations to the board on the path forward./ Role: Advisor or advisory group member if advice given may influence an officer/board./ Duty: School Facilities/ Declining Enrollment Ad Hoc Committee is to examine the effects of declining enrollment in our school district and make recommendations to the board on the path forward./ Start Date: 2/6/2024./ Time Required: N/A.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-05-01 |
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