James Michael Giordano

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2002 → Present
  Ubs Financial Services Inc.
  Los Angeles, CA

Other Businesses

1) Name of Business: ABC Unified School District./ Address: 16700 Norwalk BlvdCerritosCA United States 90703./ Investment Related: No./ Nature: School Facilities/ Declining Enrollment Ad Hoc Committee is to examine the effects of declining enrollment in our school district and make recommendations to the board on the path forward./ Role: Advisor or advisory group member if advice given may influence an officer/board./ Duty: School Facilities/ Declining Enrollment Ad Hoc Committee is to examine the effects of declining enrollment in our school district and make recommendations to the board on the path forward./ Start Date: 2/6/2024./ Time Required: N/A.

Exams

• S66 Uniform Combined State Law Examination
  1998-05-01

Designations

• Certified Financial Planner

Other Names

• Jim Giordano
• James M Giordano