Maria Lucia Anton

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2003 → Present
  Lpl Financial Llc
  Honolulu, HI

Previous Registrations

• 2000-05-19 → 2003-11-17
  Equitable Advisors, Llc
  Honolulu, HI

Other Businesses

(1) 6/16/2006 - NON-VARIABLE INSURANCE - WRITING FIXED INSURANCE, LONG TERM CARE AND DISABILITY INSURANCE BUSINESS OUTSIDE OF LPL AS A LIFE AGENT ONLY. NO OTHER DUTIES OR AUTHORITY. - INVESTMENT RELATED - TIME SPENT 10% - HONOLULU, HI. (2) 11/5/2014 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - ANTON FINANCIAL - STARTED 01/15/2010 - TIME SPENT 160 HOURS PER MONTH DURING TRADING - HONOLULU, HI. (3) 12/14/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Broker/Producer - Started 01/01/2021 - 8 Hours Per Month/0 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-23
• S63 Uniform Securities Agent State Law Examination
  1998-03-06

Other Names

• Marcia Lulia Dexter
• Maria Lucia Anton Dexter
• Maria Lulia Anton Dexter