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Current Employers
Voya Investment Management Co. Llc

200 Park Avenue, New York, NY 10166 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-07-19
  • CA RA
    APPROVED
    Since 2022-07-19

Branch Locations

200 Park Avenue, New York, NY 10166 • United States

Vista, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allianz Global Investors Distributors Llc San Diego CA 04/2010 07/2022
Allianz Global Investors U.S. Llc San Diego CA 01/2013 07/2022
Voya Investment Management Vista CA 07/2022 Present
Voya Investments Distributor, Llc Windsor CT 07/2022 Present
  • 04/2010 → 07/2022
    Allianz Global Investors Distributors Llc
    San Diego, CA
  • 01/2013 → 07/2022
    Allianz Global Investors U.S. Llc
    San Diego, CA
  • 07/2022 → Present
    Voya Investment Management
    Vista, CA
  • 07/2022 → Present
    Voya Investments Distributor, Llc
    Windsor, CT
Previous Registrations
  • 2010-07-21 → 2022-08-10
    Allianz Global Investors U.S. Llc
    New York, NY
  • 2000-09-26 → 2011-01-03
    Nicholas-Applegate Capital Management Llc
    San Diego, CA
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-06-06
  • S66 Uniform Combined State Law Examination
    2000-06-06
Other Names
  • Michael Woods Memory
  • Michael W Memory

View on SEC IAPD

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