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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2023-05-30
TX RA APPROVED 2023-05-26
  • NM RA
    APPROVED
    Since 2023-05-30
  • TX RA
    APPROVED
    Since 2023-05-26

Branch Locations

310 N Main Ave, Denver City, TX 79323 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Denver City TX 04/2000 Present
Russell Dial Insurance Agency Denver City TX 04/2001 Present
State Farm Investment Management Corp Denver City TX 05/2023 Present
  • 04/2000 → Present
    State Farm Vp Management Corp
    Denver City, TX
  • 04/2001 → Present
    Russell Dial Insurance Agency
    Denver City, TX
  • 05/2023 → Present
    Denver City, TX
Other Businesses

1) Pathwayz Partnership LLC; investment-related; 4176 Canyon Dr, Amarillo, TX 79109; Investment or Commercial Property; the business of acquisition and leasing of real estate to or for third parties" This LLC owns the building for the Pathwayz general business, so it basically pays itself rent on the building.; Partner 4%; 6/15/03; We are minor partners and rec'd email notification on 9-2-2015 that the general partnership was changing to an LLC.; 0 hrs for both. 2) TerraPath Construction, non-investment related, 4176 Canyon Drive Amarillo TX 79109, Service Industry; Utility Construction, partner 1%, 09-01-2017, 0hr/mo for both, none 3) Russell Dial's Insurance Agency; Insurance Agency; Investment-related; 310 N Main Ave Denver City, TX 79323-3242; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 04/01/2000; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-18
S63 Uniform Securities Agent State Law Examination 1999-11-09
  • S65 Uniform Investment Adviser Law Examination
    2023-05-18
  • S63 Uniform Securities Agent State Law Examination
    1999-11-09

View on SEC IAPD

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