Francis Thomas Johnson

Employer firm

Tlg Advisors, Inc. CRD 111052

$2.30B regulatory AUM 38 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 01/2018
  Axa Distributors, Llc
  Farmington, CT
• 02/2018 → 01/2022
  Mml Investor Services Llc
  Melville, NY
• 02/2018 → 01/2022
  Massachusetts Mutual Life Insurance Company
  Melville, NY
• 10/2023 → Present
  The Leaders Group Inc
  Littleton, CO
• 01/2022 → 10/2023
  Guardian Nfn
  New York, NY
• 10/2023 → Present
  Griffin Distributions Partners Llc
  Raliegh, NC

Previous Registrations

• 2021-06-14 → 2022-08-29
  Mml Investors Services, Llc
  New York, NY
  Melville, NY

Other Businesses

1) GRIFFIN DISTRIBUTION PARTNERS LLC - 10/2023 - 700 Spring Forest Road, Suite 227, Raleigh, NC 27609 - Registered Representative, Invt Rel; insurance business; 160hrs/mo; 160hrs/mo (during trading hours). 2) REAL ESTATE - 12/01/2004 - 4 Mystic Lane, Northport, NY 11768 - Owner/Manager, Passive Income rental property, rental income, Not Invt Rel; 2 hrs/mo; 2 hrs/mo (during trading hours) 3.) TLG ADVISORS INC - 2/5/2024 - 475 Springfield Avenue, Summit, NJ 07901 - IAR Rep, Invt Rel, RA business, 10 hrs/mo; 10 hrs/mo (during trading hours).

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-11
• S63 Uniform Securities Agent State Law Examination
  1998-03-27

Designations

• Certified Financial Planner

Other Names

• Frank Thomas Johnson
• Frank Thomas Johnson
• Francis Thomas Johnson
• Francis Johnson