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2812 N. Norwalk Ste 103, Mesa, AZ 85215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-03-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Schmidt Westergard & Company, Pllc | Mesa | AZ | 12/2004 | 01/2022 |
| Tribeca Financial, Llc | Mesa | AZ | 01/2022 | Present |
1) 77 WEST, LLC, 77 WEST UNIVERSITY DR, MESA, AZ 85201, LESSOR OF COMMERCIAL OFFICE BUILDING TO SCHMIDT WESTERGARD & COMPANY, PLLC, MEMBER MANAGER, 1-1-2001, 1-2 HOURS PER MONTH, NO HOURS DEVOTED DURING SECURITY TRADING HOURS, SINGLE PROPERTY MANAGEMENT AND GOVERNMENT FILINGS. 2)DECKER & CO INC., NO OWNERSHIP OWNED BY BROTHER-IN-LAW. AM CORPORATE SECRETARY, 1-2 HRS/YR, 1985-PRES. 3) SW WEALTHCARE SERVICES, LLC, NON-INVESTMENT RELATED, 77 WEST UNIVERSITY DR, MESA, AZ 85201, MEMBER MANAGER, PROVIDES LEAD GENERATION SERVICES, 1-1-2001, LESS THAN ONE HOUR PER MONTH, MANAGEMENT AND GOVERNMENT FILINGS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-10 |
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