Rose Ann Smith

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1993 → Present
  State Farm Insurance
  Sidney, NY
• 02/1998 → Present
  State Farm Vp Management Corp.
  Sidney, NY
• 08/2021 → Present
  State Farm Investment Management Corp.
  Sidney, NY

Other Businesses

1) Rose Smith's Insurance Agency; Insurance Agency; Investment-related; 288 State Highway 7 Sidney, NY 13838-2705; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 01/01/1992; 80; 80; Service customers and supervise employees

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-07-26

Designations

• Chartered Financial Consultant