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Matthew David Campbell

LPl Enterprise, LLC

Franklin, NY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

202 Main Street, Franklin, NY 13775 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Franklin NY 03/2012 Present
Pruco Securities, Llc. Franklin NY 03/2012 11/2024
Lpl Enterprise, Llc Franklin NY 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-06-14
  • S63 Uniform Securities Agent State Law Examination
    2012-06-14
Other Names
  • Matthew David Campbell

View on SEC IAPD

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Other Offices

MORGAN STANLEY · ONEONTA, NY
GENEOS WEALTH MANAGEMENT, INC. · Oneonta, NY
LPL FINANCIAL LLC · ONEONTA, NY
EDWARD JONES · ONEONTA, NY
LPL FINANCIAL LLC · ONEONTA, NY
&PARTNERS · Oneonta, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Oneonta, NY
WELLS FARGO CLEARING SERVICES, LLC · ONEONTA, NY

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