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Robert Martin Carey

LPl Financial LLC

Norwich, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

66 S Broad St, Norwich, NY 13815-1700 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mang Advisors Oneonta NY 03/2001 Present
Mang Insurance Agency, Llc Norwich NY 09/1999 08/2019
Lpl Financial Llc Norwich NY 11/2010 Present
  • 03/2001 → Present
    Mang Advisors
    Oneonta, NY
  • 09/1999 → 08/2019
    Mang Insurance Agency, Llc
    Norwich, NY
  • 11/2010 → Present
    Norwich, NY
Other Businesses

1. 9/22/2010 - Mang Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 29% TIME SPENT. 2. 9/5/2012 - CAREY PROPERTIES, LLC - Investment Related - REAL ESTATE RENTAL - Time Spent 5% - PURCHASE INVESTMENT PROPERTY, RENOVATE AND LEASE OR SELL THE PROPERTY. 3. 8/13/2019 - NBT Insurance Agency, LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - Account Executive - Started 06/18/2015 - 200 Hours Per Month/140 During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-06-09
  • S63 Uniform Securities Agent State Law Examination
    1997-06-09

View on SEC IAPD

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