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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mang Advisors | Oneonta | NY | 03/2001 | Present |
| Mang Insurance Agency, Llc | Norwich | NY | 09/1999 | 08/2019 |
| Lpl Financial Llc | Norwich | NY | 11/2010 | Present |
1. 9/22/2010 - Mang Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 29% TIME SPENT. 2. 9/5/2012 - CAREY PROPERTIES, LLC - Investment Related - REAL ESTATE RENTAL - Time Spent 5% - PURCHASE INVESTMENT PROPERTY, RENOVATE AND LEASE OR SELL THE PROPERTY. 3. 8/13/2019 - NBT Insurance Agency, LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - Account Executive - Started 06/18/2015 - 200 Hours Per Month/140 During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-06-09 |
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