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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
43 S Broad St, Norwich, NY 13815 • United States
Norwich, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Norwich | NY | 10/2018 | 03/2020 |
| Matthews Auto Group | Vestal | NY | 09/2017 | 10/2018 |
| Nbt Bank | Norwich | NY | 01/2003 | 09/2017 |
| Ameriprise Financial Services, Llc | Norwich | NY | 03/2020 | Present |
Board of Directors; VFW Auxiliary 2782; Treasurer; 61 East Main Street, , Norwich, NY, 13815; Not Investment-Related; 06/15/2022; 1 to 9 hours per month; 0 during trading hours / Norwich Cyclones Youth Football; Treasurer; 68 North Broad St, , Norwich, NY, 13815; Not Investment-Related; 01/21/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-28 |
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