Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| TX | RA | APPROVED | 2016-04-19 |
| PA | RA | APPROVED | 2012-05-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Norwich | NY | 05/2012 | Present |
(1) 07/03/2014: NBT INSURANCE AGENCY, LLC - INV REL - 52 SOUTH BROAD STREET, NORWICH, NY 13815 - NON-VARIABLE INSURANCE - START 06/24/14 - 10 HR/MO ALL DURING SECS TRDG HRS - MARKETING, SALES AND SERVICE OF FIXED LIFE, DISABILITY, LTC, HEALTH AND ANNUITY PRODUCTS (2) 05/02/2019 - NBT INVESTMENT SERVICES - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:5/2/2019.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-20 |
Reach out to this advisor