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40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-07 |
| NY | RA | APPROVED | 2026-03-10 |
Branch Locations
6403 County Road 32 , Norwich, NY 13815 • United States
7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Elevation Llc | Jersey City | NJ | 01/2016 | 08/2017 |
| Edward Jones | St. Louis | MO | 08/2017 | 01/2019 |
| Wells Fargo Clearing Services Llc | Syracuse | NY | 02/2019 | 01/2023 |
| Wells Fargo Advisors Financial Network, Llc | Norwich | NY | 01/2023 | 03/2026 |
| &Partners | Nashville | TN | 03/2026 | Present |
CHENANGO FOUNDATION POSITION: Treasurer NATURE: Sit on Chenango Foundation board which is a branch of Commerce Chenango. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/12/2026 ADDRESS: Norwich, NY 13815, United States DESCRIPTION: Help implement programs in the community to promote growth, leadership, opportunity. As Treasurer - attend quarterly meetings, review statements of financial position, aged receivables and payables and statement activities. make suggestions and provide input. MARCI LAUREN RIDDELL INC POSITION: President NATURE: S-Corp for business purposes. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 09/21/2022 ADDRESS: Norwich, NY 13815, United States DESCRIPTION: S-Corp for business purposes. NORWICH WEALTH MANAGEMENT LLC POSITION: Owner NATURE: LLC ownership INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2023 ADDRESS: Norwich, NY 13815, United States DESCRIPTION: Act as member.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2014-06-23 |
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