Robert S Lyons

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2023-08-21
TX	RA	APPROVED_RES	2018-10-11

CT RA
APPROVED

Since 2023-08-21
TX RA
APPROVED_RES

Since 2018-10-11

Branch Locations

1700 W Park Dr, Westborough, MA 01581 • United States

East Harwich, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Worcester	MA	02/1998	Present
Bank Of America,N.A.	Westborough	MA	06/2011	Present

02/1998 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Worcester, MA
06/2011 → Present

Bank Of America,N.A.

Westborough, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1998-04-20

S66 Uniform Combined State Law Examination

1998-04-20

Other Names

Robert S Lyons
Bob Lyons
Robert Stephen Lyons

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

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