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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2016-03-15
TX RA APPROVED_RES 2016-03-03
OH RA APPROVED 2010-12-23
  • LA RA
    APPROVED
    Since 2016-03-15
  • TX RA
    APPROVED_RES
    Since 2016-03-03
  • OH RA
    APPROVED
    Since 2010-12-23

Branch Locations

291 E. Livingston Avenue, Columbus, OH 43215 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Columbus OH 12/2010 Present
Stratos Wealth Partners, Ltd Columbus OH 12/2010 Present
Previous Registrations
Other Businesses

1. 12/17/2010 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 2. 12/28/2010 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 12/2010 - Time Spent 80% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 12/2010. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 8/15/2013: STRATOS WEALTH PARTNERS, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 08/21/2024 - NIL Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/01/2024 - 2 Hours Per Month/ 1 Hour During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-30
S63 Uniform Securities Agent State Law Examination 1998-04-27
  • S65 Uniform Investment Adviser Law Examination
    1998-07-30
  • S63 Uniform Securities Agent State Law Examination
    1998-04-27

View on SEC IAPD

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