Keith Edward Hagerty

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2024-06-20
TX	RA	APPROVED_RES	2024-06-19
NY	RA	APPROVED	2024-06-18

CT RA
APPROVED

Since 2024-06-20
TX RA
APPROVED_RES

Since 2024-06-19
NY RA
APPROVED

Since 2024-06-18

Branch Locations

3 Manhattanville Road Suite 210, Purchase, NY 10577 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	White Plains	NY	04/1996	06/2024
Bank Of America, Na	White Plains	NY	12/2009	06/2024
Ubs Financial Services Inc	White Plains	NY	06/2024	Present

04/1996 → 06/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

White Plains, NY
12/2009 → 06/2024

Bank Of America, Na

White Plains, NY
06/2024 → Present

Ubs Financial Services Inc

White Plains, NY

Previous Registrations

2002-01-16 → 2024-06-20

Merrill Lynch, Pierce, Fenner & Smith Incorporated

White Plains, NY

White Plains, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-02-06

S66 Uniform Combined State Law Examination

1999-02-06

Other Names

Keith E Hagerty

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

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