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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2020-01-28
  • IA RA
    APPROVED
    Since 2020-01-28

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Grinnell, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc West Des Moines IA 03/2017 10/2017
Unemployed Norwalk IA 10/2017 03/2018
Principal Life Insurance Company Des Moines IA 03/2018 Present
Principal Securities, Inc. Des Moines IA 03/2018 Present
Trinet/Massmutual West Des Moines IA 07/2016 10/2017
  • 03/2017 → 10/2017
    Mml Investors Services, Llc
    West Des Moines, IA
  • 10/2017 → 03/2018
    Unemployed
    Norwalk, IA
  • 03/2018 → Present
    Principal Life Insurance Company
    Des Moines, IA
  • 03/2018 → Present
    Des Moines, IA
  • 07/2016 → 10/2017
    Trinet/Massmutual
    West Des Moines, IA
Other Businesses

**THE HARBOURAGE HOMEOWNERS ASSOCIATION POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/23/2022 ADDRESS: 2700 N Shore Dr #501, Clear Lake IA 50428, United States DESCRIPTION: I've been asked to serve on the HOA board for our Clear Lake (IA) condo, pending approval of other board members on April 23, 2022. Activities will be to participate in discussion and determine direction for the HOA overseeing 187 owned condos and townhomes in The Harbourage, located in Clear Lake, Iowa. I will not have check writing or investment authority. **GRINNELL COLLEGE POSITION: Asst. Golf Coach NATURE: Assistant Golf Coach INVESTMENT RELATED: No NUMBER OF HOURS: 18 SECURITIES TRADING HOURS: 1 START DATE: 09/13/2024 ADDRESS: 9 Hobart Place, Grinnell IA 50112, United States DESCRIPTION: Assist Head Golf Coach as needed with practice schedule and transportation to tournaments for golf programs at Grinnell College.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-27
  • S66 Uniform Combined State Law Examination
    2020-01-27

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