Scott Taylor Steves

Current Employers

Employment History

• 01/2008 → 03/2022
  Gallagher Benefit Services, Inc.
  Houston, TX
• 04/2016 → 03/2022
  Kestra Financial Services, Inc
  Austin, TX
• 03/2022 → 08/2024
  Triad Advisors
  Norcross, GA
• 04/2022 → Present
  Gallagher Fiduciary Advisors, Llc
  Houston, TX
• 08/2024 → Present
  Osaic Wealth, Inc.
  Houston, TX

Previous Registrations

• 2016-04-21 → 2022-04-08
  Kestra Advisory Services, Llc
  Houston, TX
• 2008-10-31 → 2016-09-22
  Kestra Investment Services, Llc
  Houston, TX
  Bethesda, MD
  Houston, TX
• 2006-01-30 → 2008-11-03
  Voya Financial Advisors, Inc.
  Houston, TX
  Houston, TX
  Lakeway, TX

Other Businesses

1) Business Name: Steves Investments, LLC Investment Related: No Address: PO Box 342259 Austin TX 78734 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 1/1/2006 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Personal Rental Property Investments 2) Business Name: Taylor-Steves Furn Co, Inc. Investment Related: No Address: 1521 Sixth Street Bay City TX 77414 Nature of Business: Other Other/None of the Above Furniture Sales Retail Position, Title or Relationship: Other,Moved to Other from Officer Start Date: 8/25/1987 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Family Business, Business Advisor to Family Management 3) Business Name: Gallagher Fiduciary Advisors Investment Related: Yes Address: 2850 Gold Road, Rolling Meadows, IL 60008 Nature: Investment Consulting Position: Investment Consulting Start Date: 04/01/2022 Hours Per Month: 140 Hours Per Day: 6 Duties: Retirement plan consulting 4) Business Name: Gallagher Benefit Services Investment Related: Yes Address: 2850 Gold Road, Rolling Meadows, IL 60008 Nature: Retirement Plan Consulting Services Position: Regional Sr Vice President Start Date: 05/01/2008 Hours Per Month: 40 Hours Per Day: 2 Duties: Retirement plan consulting 5) Business Name: The Coves on Lake Travis Dock Association Investment Related: No Address: 1005 Moonlight Bay, Spicewood, TX 78669 Nature: Bock Dock Management Position: Vice President Start Date: 02/07/2022 Hours Per Month: <5 Hours Per Day: 0 Duties: Support President and Treasurer on Dock Maintenance. 2) STEVES INVESTMENTS, LLC POSITION: Owner NATURE: Real Estate personally owned and managed INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2006 ADDRESS: PO Box 342259, Austin TX 78734, United States DESCRIPTION: Personal property owned for rental or resale 3) GALLAGHER FIDUCIARY ADVISORS POSITION: Regional Sr. VP NATURE: Corporate RIA Affiliation INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/01/2008 ADDRESS: 2850 Golf Road, Rolling Meadows IL 60008, United States DESCRIPTION: Retirement Plan Consulting 4) TAYLOR-STEVES FURNITURE CO., INC POSITION: Vice President NATURE: Family Furniture Store - Retail - 116 years old INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/25/1987 ADDRESS: PO Box 3350, Bay City TX 77414, United States DESCRIPTION: Served as Vice President since 1987, providing support to other family members who manage the company full time. This business has been physically closed effective August 28, 2025. Entity will be wound down end of 2025 tax year.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-03-09

Designations