Heather Ann Brandt

Current Employers

Employment History

• 08/1991 → 01/2019
  Principal Life Insurance Company
  Spokane, WA
• 12/2019 → 07/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 01/2020 → 07/2021
  Bank Of America N.A.
  San Francisco, CA
• 10/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 07/2021 → Present
  Alliant Employee Benefits
  Spokane, WA
• 02/2019 → 11/2019
  Unemployed
  Spokane, WA

Previous Registrations

• 2020-12-17 → 2021-07-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Spokane, WA
  New York, NY
  Spokane, WA
  San Francisco, CA

Other Businesses

1.NAME OF OTHER BUSINESS: ALLIANT RETIREMENT SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR START DATE: 10/2021 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER ADVISORY SERVICES 2. NAME OF OTHER BUSINESS: ALLIANT EMPLOYEE BENEFITS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: EMPLOYEE BENEFITS START DATE: 07/2021 POSITION/TITLE/RELATIONSHIP: ACCOUNT MANAGER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PREPARE PLAN REVIEWS 3. NAME OF OTHER BUSINESS: IRON GOAT, LLC DBA IRON GOAT BREWING INVESTMENT RELATED: NO ADDRESS: 1302 W 2ND AVE SPOKANE WA 99201 NATURE OF BUSINESS: BREWERY START DATE: 04/2011 POSITION/TITLE/RELATIONSHIP:CO-OWNER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: HIGH LEVEL PLANNING AND COMMUNITY RELATIONS 4. NAME OF OTHER BUSINESS: GOAT WORKS, LLC INVESTMENT RELATED: NO ADDRESS: 1302 W 2ND AVE SPOKANE WA 99201 NATURE OF BUSINESS: LLC TO HOLD PROPERTY FOR BREWERY START DATE: 09/2014 POSITION/TITLE/RELATIONSHIP: CO-OWNER APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: CO-OWNER 5. NAME OF OTHER BUSINESS: HEATHER BRANDT INVESTMENT RELATED: NO ADDRESS: SPOKANE, WA NATURE OF BUSINESS: RENTALPROPERTY START DATE: 04/2009 POSITION/TITLE/RELATIONSHIP: LANDLORD APX NUMBER OF HOURS PER WEEK:MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: LANDLORD DUTIES 6. NAME OF OTHER BUSINESS: PACIFIC GOAT, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: REAL ESTATE INVESTMENT; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: MANAGER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REAL ESTATE INVESTMENT RENTAL HOLDING COMPANY;

Exams

• S66 Uniform Combined State Law Examination
  2020-12-16

Other Names

• Heather Ann Brandt
• Heather Ann Buehler
• Heather A Brandt